KoreComply Launches New Regulatory Advisory Firm for Private Capital Markets

KoreComply launches with Mark Paverman as President, offering technology-driven regulatory compliance services for private capital markets firms

KoreComply, a newly launched compliance and advisory firm focused on the financial sector, has officially entered the market with a mission to modernize regulatory operations for broker-dealers, funding platforms, SEC transfer agents, and other financial intermediaries operating across the private capital ecosystem.

The company is positioning itself as a provider of technology-enabled regulatory compliance services designed to help firms navigate increasingly complex oversight requirements while improving operational efficiency and audit readiness.

Mark Paverman Appointed President

KoreComply also announced the appointment of Mark Paverman as President of the company. Paverman brings decades of experience in FINRA regulation, broker-dealer compliance, operational oversight, and regulatory strategy.

According to Paverman, the financial industry is rapidly evolving, requiring firms to move beyond traditional compliance consulting models.

He stated that companies can no longer rely on fragmented systems and manual processes to manage growing regulatory obligations. Instead, firms need integrated systems where technology, compliance, and operational oversight work together efficiently.

Broad Range of Compliance Solutions

KoreComply plans to offer a wide range of compliance support services for private capital markets firms. These include outsourced Chief Compliance Officer services, FINRA New Membership Applications, SEC transfer agent registration support, AML testing, KYC reviews, marketing material oversight, and regulatory education programs.

The company also aims to strengthen operational infrastructure through digital workflow systems that simplify compliance monitoring and reporting processes.

By combining compliance professionals with scalable technology platforms, KoreComply hopes to reduce operational risk while improving long-term regulatory preparedness for clients seeking advanced regulatory compliance services.

Leadership Focused on Scalable Infrastructure

Executive Chairman Oscar A. Jofre said the company was created to address increasing complexity within the private capital markets industry.

He noted that financial firms now require compliance partners capable of delivering both strategic expertise and scalable infrastructure as regulatory expectations continue rising across the sector.

KoreComply’s executive leadership team also includes Jason Futko as Chief Financial Officer and Dr. Kiran Garimella as Chief Technology Officer.

Growing Demand Across Financial Markets

The company expects demand for modern regulatory compliance services to continue increasing as financial institutions expand digital operations while facing stricter compliance requirements across the United States.

KoreComply plans to support broker-dealers, transfer agents, alternative investment firms, funding portals, and other capital markets service providers through a national compliance infrastructure platform built specifically for the evolving private capital markets landscape.

Top of Form

Bottom of Form